Markets in Financial Instruments Directive

Results: 2330



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431Markets in Financial Instruments Directive / Law / Political philosophy / Europe / European Union directives / European Union / Financial regulation

The Alternative Investment Fund Managers Directive and its implementation in Luxembourg References to additional AIFM Level 2 and Level 3 measures are also included NOVEMBER 2013 | 1

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Source URL: www.ehp.lu

Language: English - Date: 2013-11-26 04:27:05
432Markets in Financial Instruments Directive / Law / Undertakings for Collective Investment in Transferable Securities Directives / Europe / Directive 2004/38/EC on the right to move and reside freely / European Economic Area Family Permit / European Union directives / European Union / Financial regulation

Supervision Chapter 13 Exercise of passport rights by UK firms

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:47:14
433Alternative dispute resolution / Mediation / Peace / Markets in Financial Instruments Directive / European Union / Consumer protection / Online dispute resolution / European Consumer Centres Network / Dispute resolution / Sociology / Law

FIN-USE response to the consultation document on Alternative Dispute Resolution in the area of financial services, March 2009

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Source URL: ec.europa.eu

Language: English - Date: 2009-04-17 05:36:19
434Finance / Funds / European Union directives / Stock market / Open-ended investment company / Collective investment scheme / Undertakings for Collective Investment in Transferable Securities Directives / Unit trust / Markets in Financial Instruments Directive / Financial economics / Investment / Financial services

PDF Document

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:33:40
435Corporations law / Business law / Financial markets / Financial regulation / Legal entities / Short / Financial Services and Markets Act / Markets in Financial Instruments Directive / Board of directors / Business / Law / Private law

[removed]: Supervision Manual (Controllers) (Amendment) Instrument 2009

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:28
436European Union / Financial regulation / Markets in Financial Instruments Directive / Finance / Internal audit / Internal control / Business / Auditing / European Union directives / Financial markets

Senior Management Arrangements, Systems and Controls Chapter 5 Employees, agents and other relevant persons

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:34:10
437Law / Investment / Undertakings for Collective Investment in Transferable Securities Directives / Europe / Markets in Financial Instruments Directive / Internal Market / European Union law / European Union directives / European Union

Supervision Chapter 13A Qualifying for authorisation under the Act

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:47:22
438Investment / Financial regulation / Financial adviser / Financial Services Authority / Markets in Financial Instruments Directive / Independent Financial Adviser / Financial economics / Finance / Business

POSITION PAPER NO[removed]On the Review of Financial Advice ISSUED 13 JUNE 2013

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Source URL: www.jerseyfsc.org

Language: English - Date: 2013-06-14 04:57:45
439Funds / Financial services / European Union law / Undertakings for Collective Investment in Transferable Securities Directives / Collective investment scheme / Markets in Financial Instruments Directive / Common contractual fund / Financial economics / Investment / European Union directives

FSA[removed]UCITS IV DIRECTIVE INSTRUMENT 2011 Powers exercised A.

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:29
440Finance / European Union / Markets in Financial Instruments Directive / Money laundering / Audit / Internal audit / Internal control / Regulatory compliance / Law / Auditing / Financial regulation / Business

Senior Management Arrangements, Systems and Controls Chapter 6 Compliance, internal audit and financial crime

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:34:12
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